Comprehensive Compliance Audits

Full reviews of policies, procedures, files, and operations to ensure alignment with federal, state, and investor regulations.

• Regulatory Oversight & Advisory
  Guidance on CFPB, HUD/FHA, VA, USDA, Fannie Mae, Freddie Mac, and state-specific compliance requirements.
• Policy & Procedure Development
  Creation, enhancement, and updating of compliance manuals, QC plans, fair lending policies, AML/BSA programs, and operational procedures.
• Licensing & NMLS Support
  Assistance with state mortgage licensing, renewals, filings, and ongoing compliance monitoring.
• Fair Lending & HMDA Compliance
  Risk assessments, data integrity reviews, analytics, and strategies to prevent discriminatory practices and ensure accurate reporting.
• Quality Control (QC) & Risk Management
  Pre-funding, post-closing, and servicing QC reviews, along with risk assessments to strengthen compliance frameworks.
• Training & Compliance Education
  Tailored training for management and staff on regulatory changes, compliance obligations, and best practices.
• Ongoing Monitoring & Compliance Maintenance
  Continuous oversight to track new rules, regulatory updates, and industry trends, ensuring your operations remain compliant year-round